Presented in cooperation with IIROC
September 25-27, 2013
St. Andrew's Club & Conference Centre
The program includes a pre-course on-line module, and a two-and-a-half-day facilitated course with lectures and work sessions. It provides participants with an intermediate-level of knowledge of the Canadian securities industry, and the operations and function of brokers and investment dealers, including regulatory requirements. This course is considered the definitive training program for professionals providing audit, assurance and other services to brokers and investment dealers, and for professionals who work in a securities broker or dealer setting.
Up to 23 hours
$2,195 (plus HST)